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Ontario College of Teachers
Highlights of the 1999 Annual Report

The College is the self-governing body of the Ontario teaching profession. It was created by and operates under the Ontario College of Teachers Act and is governed by its Council, 17 College members elected by their fellow teachers and 14 members of the public appointed by the provincial government.

The College of Teachers had a very eventful 1999. While the government's announcement of its proposal for a program of teacher testing was the focus of much of the public discussion about teaching in Ontario, the profession itself took a number of very important steps in the continuing development of a structure of self-government that encourages and recognizes teachers' continuing commitment to a high level of professionalism.

One of these significant developments was the final approval of the Standards of Practice for the Teaching Profession. Another was the approval in principle of the Ethical Standards for the Teaching Profession, which - like the standards of practice - were developed through extensive research and a wide-ranging consultation.

These standards have become key components of the pre-service teacher education programs at faculties of education who are preparing the next generation of teachers for the challenges of education in the 21st century. Work by teacher candidates at universities all across the province has reflected understanding and commitment to the standards and led to some insightful contributions to the College's refinement of the standards.

The College's initiatives have placed Ontario at the forefront of the world-wide movement to develop standards-based systems to provide and promote quality assurance within the profession.

The College launched an intensive research program on quality assurance within teaching and other professions early in 1999 after Premier Mike Harris announced the government's proposal for a teacher testing program. When the government referred this issue to the College later in the year for consultation and recommendations, this research was shared with education stakeholders and interested members of the College and the public.

A wide range of educators - classroom teachers, administrators and academics - have been involved in and supported the continuing accreditation reviews of pre-service teacher education programs at Ontario universities.

The College of Teachers now requires faculties of education, as part of these reviews, to demonstrate how the standards of practice have been integrated into their programs. Three more faculties received their initial accreditation in 1999 - York, Windsor and both the French and English-language programs at the University of Ottawa.

Through the year, enhanced services for members included a new on-line catalogue to make the College library's holdings available to members outside Toronto, significant improvements in answering phone calls from more members more quickly, and faster turnaround for applicants for certification.

College membership rose to 174,470 - 1,963 more than in 1998. Expenses were on budget, while revenues of $17.8 million were higher than expected due to higher than forecast membership. This additional revenue allowed the College to establish a $2 million Reserve for Fee Stabilization to help maintain membership fees at the current level as long as possible.

There were five changes to the College Council's membership in 1999. Michel Gravelle, the Northern Ontario secondary system representative, was replaced by Sudbury Secondary School teacher Sterling Campbell. Ernie Checkeris, chair of the Rainbow District School Board in Sudbury, Patrick J. Daly, chair of the Hamilton-Wentworth Catholic District School Board, Larry Mongeon of Sarnia and Allen Pearson, dean of the University of Western Ontario Faculty of Education were appointed by Order-In-Council to replace four public members - Nicholas Myrhorod of Toronto, Jim Sherlock of Burlington, Anthony Saldanha of Mississauga and Stan Shapson, dean of the York University Faculty of Education - who left Council at the end of their appointments.

The Executive Committee

The committee reviews reports and motions from other committees and makes recommendations to Council on matters brought forward by those committees. In accordance with the Ontario College of Teachers Act, the Executive Committee is also actively involved in a wide array of ongoing College issues.

Committee Activities
The Executive Committee met nine times in 1999 and originated several policies and guidelines concerning the operation and conduct of members of Council and committees of Council, including:

  • clarification of the role of the Standards of Practice and Education Committee, most notably that the committee continue to assume a lead role in the development of ethical standards
  • recommendation of language for amending Regulation 72/97 to permit Council to establish a roster of persons, who are not members of the Fitness to Practise and/or Discipline Committees, to be appointed to panels of these committees
  • approval of procedures for in-camera sessions when dealing with the appointment of special investigators or reporting on the results of investigations and interim suspensions
  • a proposal for guidelines for the professional development and training for Council members
  • approval of a process for filling committee vacancies and appointing committee chairs.

Several appointments were made in 1999 to fill vacancies created by resignations or completion of appointed members' terms. In November, nine members of Council were appointed to an Ad Hoc Committee of the Executive Committee to report on the issues raised in a letter from the Minister of Education to the Chair of Council regarding teacher testing and re-certification.

The committee also dealt with a referral from Council to study and report on the transfer of authority of Letters of Permission from the Ministry of Education to the College. After reviewing a number of options, the Executive Committee adopted wording for legislative and regulatory changes to enable the transfer of authority.

Like Council, the Executive Committee may direct the Fitness to Practise and Discipline Committees to hold hearings to determine allegations made with regard to the conduct, incompetence or incapacity of a member. It may also appoint special investigators under section 36 of the Ontario College of Teachers Act or approve a request for an interim order to suspend a member under Section 29 of the Act. Two such interim orders were approved in 1999.

The Discipline Committee

The Discipline Committee rules on any allegation of incompetence or professional misconduct on the part of a College member as defined in Regulation 437/97, made under the Ontario College of Teachers Act. Complaints are referred to the committee by the Investigation Committee, the Council or the Executive Committee. Decisions are based on evidence placed before the committee in a hearing which is normally open to the public.

Committee Activities
The members of the committee participated in a two-day training session on decision making and writing reasons for the decisions, and a one-day workshop on dealing with secondary trauma. The committee also spent a half-day reviewing and discussing issues around conducting a hearing and appropriate methods of dealing with procedural and other difficulties.

Panels of the Discipline Committee held 26 hearings, involving a total of 52 days.

Summary of the Dispositions
Revocation 12
Suspension 4
Withdrawn* 1
Not Guilty 3
Condition 3
Resignation and undertaking** 3
Hearings continuing into 2000 3
* Charges withdrawn after the certificate was revoked by the Fitness to Practise Committee
** Permitted to resign with signed undertaking never to teach again

The Investigation Committee

The Investigation Committee has the mandate to receive and investigate complaints against members of the College about professional misconduct, incompetence or incapacity. The committee must refuse to investigate if it holds the opinion that the complaint is outside its jurisdiction or is frivolous, vexatious or an abuse of process. The committee helps the College fulfill its duty to serve and protect the public interest.

Members of the public, members of the College, the Minister of Education and the Registrar of the College may make complaints. A formal complaint must be in writing and filed with the Registrar.

When the investigation is completed, members of the committee, sitting in panels of at least three, can:

  • dismiss a complaint
  • refer a matter to the Discipline Committee or the Fitness to Practise Committee
  • caution or admonish a member
  • take any action it considers appropriate that is consistent with the governing legislation.

Committee Activities
Panels of the committee met 11 times and considered 97 complaints. Almost 32 per cent of the complaints were referred to the Discipline Committee or the Fitness to Practise Committee. The committee held three business meetings, considering such matters as legal opinions, procedures, motions proposed to Council and training for committee members.

The committee has developed a dispute resolution program to provide complainants and members with alternatives to the formal hearing process. The implementation of the program is focusing on the use of neutral mediation of complaints. The committee is responsible for approving all proposed mediated resolutions to ensure the public's interest.

Nature of Complaints1

Percentage

Received in 1999

Professional Misconduct

92.0

Abuse - Emotional

12.8

Abuse - Physical

4.3

Abuse - Psychological

1.0

Abuse - Sexual

13.8

Abuse - Verbal

7.2

Act/Omission (dishonourable, disgraceful, unprofessional) 10.6
Conduct unbecoming 11.9
Contravention of law - suitability to hold certificate 1.0
Failing to comply with Child & Family Services Act 1.9
Failing to comply with Education Act 3.4
Failing to comply with Ontario College of Teachers Act 0.5
Failing to keep required records 1.9
Failing to supervise adequately a person under one's professional supervision 4.3
False information/documents re qualifications 0.5
Inappropriate divulging of student information 6.7
Non-maintenance of standards of the profession 5.8
Practising while in conflict of interest 1.0
Signing or issuing false/misleading documents 3.4
Incompetence 7.1
Disregard for welfare of student 1.9
Lack of judgement 2.4
Lack of knowledge 1.4
Lack of skill 1.4
Incapacity 0.9
Mental condition 0.9

Total 100
Total Investigation Files Disposed of in 19992: 97
1 A complaint may contain more than one allegation
2 Of the 97 complaints disposed of, four were originally filed in 1997, 60 were originally filed in 1998 and 33 were filed in 1999.

 

Origin of Complaints in 1999

Number

Percentage
Registrar's complaints including school board notification 36 27.7

Members of College

12 9.2
Members of public 63.1

Parents

72

Students

5

Other

5

Total 130 100

 

Disposition of Complaints

Number

Percentage
Outside jurisdiction/frivolous, vexatious or abuse of process under clause 26(2)(a) or (b) 29 29.9
Referred to Discipline Committee under clause 26(5)(a) 27 27.8
Referred to Fitness to Practise Committee under clause 26(5)(a) 4 4.1
Not referred under clause 26(5)(b) 31 32.0
Cautioned under subsection 26(5)(c) 3 3.1
Resolved through dispute resolution under subsection 26(5)(d) 3 3.1

Total 97 100

The Fitness to Practise Committee

The Fitness to Practise Committee rules on any allegation of incapacity on the part of a College member. Cases may be referred to the committee by the Investigation Committee, the Executive Committee or the Council.

When a complaint is referred, the committee holds a hearing to determine whether physical or mental conditions or disorders exist that make a member unfit to carry out professional responsibilities. Hearings are not normally open to the public.

If the committee finds a member to be incapacitated, it may:

  • direct the Registrar to revoke a certificate
  • direct the Registrar to suspend a certificate for up to two years
  • direct the Registrar to impose conditions or limitations on a certificate
  • impose a suspended penalty, which may be waived if certain terms and conditions are met in a specified time.

Committee Activities
Committee members participated in a two-day training session on reaching decisions and writing reasons, and a one-day workshop on dealing with secondary trauma. The committee arranged for a presentation on incapacity and fitness issues with representatives of the College of Physicians and Surgeons of Ontario.

Panels of the Fitness to Practise Committee held three hearings involving six days. In two cases the College and the member developed an agreed statement of facts and, in one of those cases, an agreed disposition. The agreed disposition was not accepted by the committee and that decision is being appealed. In the third case, the member did not attend and did not make any representations.

The Registration Appeals Committee

The Registration Appeals Committee is a statutory committee established to allow applicants who have been denied registration in the Ontario College of Teachers, or who have had restrictions placed upon their teaching certificate, to appeal those decisions.

Committee Activities
The committee scheduled meetings based on the number of applications for review and the date of receipt of those applications. Accordingly, the committee met nine times in 1999.

In 1999, the committee received 69 applications from individuals who had been denied membership based on the evaluation of their academic and teacher education credentials and reviewed 48 of these cases during the year. After reviewing the documentation provided by the College and applicants, the committee upheld the Registrar's decision in 41 cases and modified it in three cases. On receipt of additional documentation from applicants, the committee overturned the Registrar's decision in four cases.

Of the remaining 21 cases, 10 are scheduled to be heard in January 2000 and 10 in February 2000. One case was determined not to be an appeal and the applicant's fee was subsequently refunded. The committee also reviewed nine appeals carried over from 1998; the Registrar's decision was upheld in all nine.

Reasons for denying membership

Reasons Number of Cases
The undergraduate degree is not acceptable to the College under Regulation 184/97 2
The program presented does not represent a full year of pedagogical course work dealing exclusively with teacher education 38
The teacher education program was completed by distance education 6
The teacher education program does not contain course work that corresponds to two consecutive divisions of the Ontario curriculum 6
Neither the degree nor the teacher education program is acceptable to the College under Regulation 184/97 1

The Accreditation Committee

The Accreditation Committee reviews and accredits pre-service and in-service teacher education programs.

Committee Activities
Pre-service Teacher Education
In 1999, accreditation reviews of pre-service programs continued in phase two of a three-year pilot program. In the early spring of 1999, accreditation panels conducted reviews at the University of Windsor, the University of Ottawa, the Université d'Ottawa and York University. Panels were comprised of three members of Council, a member of the College at large and a member nominated by the faculty under review. Orientation and training sessions were held for all panel members.

The Accreditation Committee reviewed the panels' reports and recommendations in May 1999 and directed the Registrar to inform each of the faculties of education of the initial accreditation awards given to their respective pre-service programs. The awards and executive summaries of the reports became part of the public record and were published in the September 1999 edition of Professionally Speaking/Pour parler profession.

The process for the accreditation of pre-service teacher education programs was revised in response to participant feedback and an external evaluation. In September, the Accreditation Committee approved the third edition of the Initial Accreditation Handbook, and the companion documents, for use in the third and final round of the initial accreditation reviews of pre-service teacher education programs.

Sites under review in the third phase include Brock University, Lakehead University, the Ontario Institute for Studies in Education of the University of Toronto and the University of Western Ontario.

In-service Teacher Education
In 1999, the In-service Program Review Subcommittee presented its final report, which included guidelines for the accreditation of professional learning programs. On the basis of this report, the Accreditation Committee formed an Additional Qualification work group and a Principal's Qualification Program work group to look at the development of an accreditation review process for Regulation 184/97 programs. The cumulative efforts of these two groups resulted in the publication of a draft guideline for the accreditation of in-service programs as defined in Regulation 184/97.

All Honour Specialist courses, Additional Basic Qualification courses and Principal's Qualification Program, Parts I and II offered in the province were reviewed in 1999. Further feedback on Additional Qualification courses was solicited through Professionally Speaking/Pour parler profession.

The Standards of Practice and Education Committee

The Standards of Practice and Education Committee advises Council on the development of pre-service and in-service standards of practice, ethical standards and a professional learning framework to support the standards of practice.

Committee Activities
The committee met four times in 1999 and also held a joint meeting with the Accreditation Committee in November. The work of the committee continued to be supported through consultation with members of the College and representatives of the Ontario public.

The Standards of Practice for the Teaching Profession, previously approved in principle by Council, was distributed for validation. The committee initiated a variety of validation activities to obtain feedback from educators and the public with respect to the standards of practice statements and the key elements. The data acquired from the validation activities provided the committee with information used to refine the standards of practice. In November 1999, the Council approved the Standards of Practice for the Teaching Profession.

The development of the Ethical Standards for the Teaching Profession continued to be supported through feedback from College members and the public. In 1999 the ethical standards moved through the early phases of limited, developmental feedback. The committee made revisions to the preliminary draft which was approved in principle by Council in November 1999. The Ethical Standards for the Teaching Profession validation process will continue until May 2000.

The committee decided in April 1999 to distribute the document Consultation: Professional Learning Framework for developmental feedback. The consultation timeframe was extended by the committee to December 1999. Analysis of the consultation data is ongoing.

The committee, in conjunction with the Institute for Social Research at York University, conducted a professional learning survey that was mailed to 870 French and English-speaking classroom teachers. The questions in the survey were designed to gather data relating to the formal learning, informal learning and resources available to support the professional learning of College members. The results of the survey were published in the 1999 issue of Professionally Speaking/Pour parler profession.

In November 1999, an Additional Qualification survey of 1,230 members of the College was carried out. This survey was designed to gather data regarding the Principal's Qualification Program, Additional Basic Qualification programs and the Honour Specialist courses offered in the first six months of 1999. The survey was designed to provide information that would assist the College in making decisions that will ensure that these programs are of high quality.

The Finance Committee

The Finance Committee reviews and reports to the Council on all matters concerning the financial affairs and position of the College. It determines the guidelines and principles used in setting budgets, oversees budget preparation and recommends the annual budget to Council, and tracks the budget approved by Council to ensure compliance and appropriate reporting. The committee also reviews the interim financial reports and audited financial statements.

The committee reviews and makes recommendations about proposed annual membership and other fees. It also reviews investment performance to ensure maximum performance within the Council's approved guidelines for investments.

As well, the Finance Committee functions as the College's audit committee. It makes recommendations to Council with respect to the appointment of the auditor and works with the auditor to establish the annual audit plan.

Committee Activities
The committee met seven times in 1999. At each regular meeting, the latest monthly financial reports and investment reports were reviewed. After reviewing the College's 1998 audited financial statements with the auditors, the committee recommended acceptance that Council accept the statements. It considered guidelines for the 1999 budget process which were accepted by Council at its May meeting and reviewed and recommended the 2000 budget to Council, which approved the final budget in November.

The committee also worked on long-term financial planning. In November 1999, the committee reported to Council on the College's financial results for its first three years and presented projections until 2003.

Other issues the committee addressed during 1999 included the College's initiatives to deal with Y2K issues, the establishment of a Reserve for Fee Stabilization, and a review of office and meeting facilities requirements. This last undertaking led to a recommendation to acquire adjoining space at 121 Bloor Street East while it was available.

Statistics

Membership in the College
(Members in Good Standing only)

Gender

Language

Membership

% of total Membership

Female English 112,841 64.5

Female

French 8,095 04.6
% of total membership 69.2

Male

English 50,516 28.9
Male French 2,906 01.6
% of total membership 30.5

Unreported English 111 0.06
Unreported French 1 <.01

Total 174,470

 

Geographic Distribution
By Ontario College of Teachers Election Zone

Membership

% of total Membership

North 15,475
Southeast 29,989

Central

67,882
Southwest 58,193
Total 171,539 98.3

Currently out-of-province 2,285
Currently out-of-country 646
Total out-of-province/
out-of-country
2,931 01.6

Total Membership 174,470

 

Age Distribution of the College Membership – 1999
Age Range Male % Female % Unreported
20-30 5,262 3.0 18,091 10.4 91
31-40 12,248 7.0 29,107 16.7 14
41-50 14,765 8.5 35,909 20.6 7
51-60 19,309 11.0 34,612 19.8 0
60+ 1,838 1.0 3,217 1.8 0

Total 53,422 30.5 120,936 69.3 112

 

Registration Summary
Out-of-province and out-of-country evaluations
Applicants educated in Canada 1,162
Applicants educated out-of-country 1,488
Total out-of-province/out-of-country 2,650
Ontario new graduates processed1 7,158
Total applications reviewed 9,808

Letter of Eligibility to Interim Certificate of Qualification conversions 1,429
Interim Certificate extensions 203
Interim Certificate to Certificate of Qualification conversions 1,410
Temporary Letters of Approval2 555
Appeals 68
Reassessments 66
Additional Qualifications processed 18,828
Additional Qualification equivalents granted 489

Total number of files processed 32,856
1 Includes some 1998 teacher education graduates as well as 1999 graduates.
2 Total applications for a TLA received by the College in 1999. Applications maybe for the 1999/2000 or the 2000/2001 school year.
This data is taken from the Ontario College of Teachers membership register, the financial records of the College and Evaluation Services Unit files.


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